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| Business Continuity Planning Disclosure
Statement |
Business Continuity Planning Disclosure Statement
Southcoast Investment Group, Inc. has developed a Business
Continuity Plan on how we will respond to events that significantly
disrupt our business. Since the timing and impact of disasters and
disruptions is unpredictable, we will have to be flexible in
responding to actual events as they occur. With that in mind, we are
providing you with this information on our business continuity plan.
Contacting Us – If after a significant business disruption you
cannot contact us as you usually do at (832) 495-4717 or
pbonjour@sigbd. If you cannot access Pablo through either of those
means, you should contact Robert Wilson at (281) 770-9270.
Alternative Physical Location – Robert Wilson, the firm’s Managing
Principal maintains and office at 10003 Woodloch Forest Drive, Suite
900, The Woodlands, Texas 774380. Additional copies of the firm’s
books and records are located at this location.
Our Business
Continuity Plan – We plan to quickly recover and resume business
operations after a significant business disruption and respond by
safeguarding our employees and property, making a financial and
operational assessment, protecting the firm’s books and records, and
allowing our customers to transact business. In short, our business
continuity plan is designed to permit our firm to resume operations
as quickly as possible, given the scope and severity of the
significant business disruption.
Our business continuity plan
addresses: data back up and recovery; all mission critical systems;
financial and operational assessments; alternative communications
with customers, employees, and regulators; alternate physical
location of employees; critical supplier, contractor, bank and
counter-party impact; regulatory reporting; and assuring our
customers prompt access to their funds and securities if we are
unable to continue our business.
For more information – If
you have questions about our business continuity planning, you can
contact us at (832) 495-4717, 2700 Post Oak Blvd, Suite 2375,
Houston, TX 77056.
Respectfully,
Robert Wilson
Managing Principal
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